246.6K XNAS Volume
XNAS 19 Mar, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Joseph W. Vazzano | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.29 per share. | 14 Mar 2025 | 685 | 509,041 (0%) | 0% | 5.3 | 3,624 | Common stock |
| Brendan M. O'Malley | SVP, General Counsel | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.24 per share. | 03 Mar 2025 | 181 | 388,715 (0%) | 0% | 5.2 | 948 | Common Stock |
| Mark J. Alvino | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Jan 2025 | 36,101 | 100,435 (0%) | 0% | 0 | Common Stock | |
| Eric Crombez | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Jan 2025 | 36,101 | 47,145 (0%) | 0% | 0 | Common Stock | |
| Leila Alland | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Jan 2025 | 36,101 | 154,366 (0%) | 0% | 0 | Common Stock | |
| Christine Berni Silverstein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Jan 2025 | 36,101 | 133,572 (0%) | 0% | 0 | Common Stock | |
| Faith L. Charles | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Jan 2025 | 36,101 | 149,832 (0%) | 0% | 0 | Common Stock | |
| Michael Amoroso | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Jan 2025 | 36,101 | 180,466 (0%) | 0% | 0 | Common Stock | |
| Donald A. Wuchterl | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Jan 2025 | 36,101 | 150,612 (0%) | 0% | 0 | Common Stock | |
| Bernhardt G. Zeiher | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Jan 2025 | 36,101 | 47,145 (0%) | 0% | 0 | Common Stock | |
| Mark J. Alvino | Director | Sale of securities on an exchange or to another person at price $ 5.38 per share. | 29 Jan 2025 | 4,000 | 64,334 (0%) | 0% | 5.4 | 21,520 | Common Stock |
| Mark J. Alvino | Director | Sale of securities on an exchange or to another person at price $ 5.10 per share. | 21 Jan 2025 | 4,000 | 68,334 (0%) | 0% | 5.1 | 20,400 | Common Stock |
| Joseph W. Vazzano | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Jan 2025 | 144,509 | 509,726 (0%) | 0% | 0 | Common stock | |
| Vishwas Seshadri | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Jan 2025 | 476,435 | 1,380,322 (1%) | 0% | 0 | Common Stock | |
| Brendan M. O'Malley | SVP, General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Jan 2025 | 115,607 | 388,896 (0%) | 0% | 0 | Common Stock | |
| Seshadri Vishwas | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.54 per share. | 16 Oct 2024 | 251 | 903,887 (1%) | 0% | 6.5 | 1,642 | Common Stock |
| Joseph W. Vazzano | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.89 per share. | 28 Sep 2024 | 6,388 | 365,217 (0%) | 0% | 5.9 | 37,625 | Common stock |
| Vishwas Seshadri | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.89 per share. | 28 Sep 2024 | 18,798 | 904,138 (1%) | 0% | 5.9 | 110,720 | Common Stock |
| Brendan M. O'Malley | SVP, General Counsel | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.89 per share. | 28 Sep 2024 | 6,579 | 273,289 (0%) | 0% | 5.9 | 38,750 | Common Stock |
| Brendan M. O'Malley | SVP, General Counsel | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.02 per share. | 20 Sep 2024 | 496 | 279,868 (0%) | 0% | 6.0 | 2,986 | Common Stock |
| Mark J. Alvino | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Aug 2024 | 11,797 | 72,334 (0%) | 0% | 0 | Common Stock | |
| Leila Alland | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Aug 2024 | 11,797 | 118,265 (0%) | 0% | 0 | Common Stock | |
| Christine Berni Silverstein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Aug 2024 | 11,797 | 97,471 (0%) | 0% | 0 | Common Stock | |
| Faith L. Charles | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Aug 2024 | 11,797 | 113,731 (0%) | 0% | 0 | Common Stock | |
| Michael Amoroso | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Aug 2024 | 11,797 | 144,365 (0%) | 0% | 0 | Common Stock | |
| Donald A. Wuchterl | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Aug 2024 | 11,797 | 114,511 (0%) | 0% | 0 | Common Stock | |
| Eric Crombez | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Aug 2024 | 11,044 | 11,044 (0%) | 0% | 0 | Common Stock | |
| Bernhardt G. Zeiher | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Aug 2024 | 11,044 | 11,044 (0%) | 0% | 0 | Common Stock | |
| Joseph W. Vazzano | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.11 per share. | 21 Jul 2024 | 1,055 | 371,605 (0%) | 0% | 5.1 | 5,391 | Common stock |
| Mark J. Alvino | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jul 2024 | 23,611 | 60,537 (0%) | 0% | 0 | Common Stock | |
| Joseph W. Vazzano | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jul 2024 | 155,200 | 372,660 (0%) | 0% | 0 | Common stock | |
| Leila Alland | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jul 2024 | 23,611 | 106,468 (0%) | 0% | 0 | Common Stock | |
| Christine Berni Silverstein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jul 2024 | 23,611 | 85,674 (0%) | 0% | 0 | Common Stock | |
| Faith L. Charles | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jul 2024 | 23,611 | 101,934 (0%) | 0% | 0 | Common Stock | |
| Michael Amoroso | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jul 2024 | 23,611 | 132,568 (0%) | 0% | 0 | Common Stock | |
| Donald A. Wuchterl | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jul 2024 | 23,611 | 102,714 (0%) | 0% | 0 | Common Stock | |
| Vishwas Seshadri | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jul 2024 | 424,000 | 922,936 (1%) | 0% | 0 | Common Stock | |
| Brendan M. O'Malley | SVP, General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jul 2024 | 102,689 | 280,364 (0%) | 0% | 0 | Common stock | |
| Mark J. Alvino | Director | Sale of securities on an exchange or to another person at price $ 4.51 per share. | 17 Jun 2024 | 25,890 | 36,926 (0%) | 0% | 4.5 | 116,764 | Common Stock |
| Christine Berni Silverstein | Director | Sale of securities on an exchange or to another person at price $ 4.51 per share. | 17 Jun 2024 | 25,821 | 62,063 (0%) | 0% | 4.5 | 116,453 | Common Stock |
| Joseph Vazzano | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.52 per share. | 05 Jun 2024 | 16,408 | 217,460 (0%) | 0% | 4.5 | 74,164 | Common stock |
| Vishwas Seshadri | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.52 per share. | 05 Jun 2024 | 38,621 | 498,936 (0%) | 0% | 4.5 | 174,567 | Common Stock |
| Brendan M. O'Malley | SVP, General Counsel | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.52 per share. | 05 Jun 2024 | 10,951 | 177,675 (0%) | 0% | 4.5 | 49,499 | Common stock |
| Vishwas Seshadri | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.38 per share. | 03 Jun 2024 | 703 | 537,557 (0%) | 0% | 4.4 | 3,079 | Common Stock |
| Leila Alland | Director | Purchase of securities on an exchange or from another person at price $ 4.71 per share. | 16 May 2024 | 11,000 | 82,857 (0%) | 0% | 4.7 | 51,799 | Common Stock |
| Faith L. Charles | Director | Purchase of securities on an exchange or from another person at price $ 3.28 per share. | 26 Apr 2024 | 7,550 | 78,323 (0%) | 0% | 3.3 | 24,764 | Common Stock |
| Joseph Vazzano | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 3.14 per share. | 25 Apr 2024 | 5,608 | 233,868 (0%) | 0% | 3.1 | 17,609 | Common stock |
| Brendan M. O'Malley | SVP, General Counsel | Purchase of securities on an exchange or from another person at price $ 3.24 per share. | 25 Apr 2024 | 8,600 | 188,718 (0%) | 0% | 3.2 | 27,864 | Common stock |
| Vishwas Seshadri | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 3.20 per share. | 25 Apr 2024 | 10,000 | 538,260 (0%) | 0% | 3.2 | 32,000 | Common Stock |
| Brendan M. O'Malley | SVP, General Counsel | Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.25 per share. | 31 Mar 2024 | 92 | 180,026 (0%) | 0% | 7.3 | 667 | Common stock |
| Joseph Vazzano | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.14 per share. | 15 Mar 2024 | 703 | 228,260 (0%) | 0% | 8.1 | 5,722 | Common stock |
| Brendan M. O'Malley | SVP, General Counsel | Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.81 per share. | 04 Mar 2024 | 183 | 180,118 (0%) | 0% | 7.8 | 1,429 | Common stock |
| Seshadri Vishwas | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 4.39 per share. | 06 Feb 2024 | 20,000 | 528,260 (0%) | 0% | 4.4 | 87,800 | Common Stock |
| Alvino J. Mark | Director | Sale of securities on an exchange or to another person at price $ 5.11 per share. | 17 Jan 2024 | 7,084 | 62,816 (0%) | 0% | 5.1 | 36,199 | Common Stock |
| Joseph Vazzano | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.73 per share. | 24 Jul 2023 | 1,187 | 235,179 (0%) | 0% | 3.7 | 4,428 | Common stock |
| Michael Amoroso | Director | Sale of securities on an exchange or to another person at price $ 4.45 per share. | 20 Jun 2023 | 338 | 114,792 (0%) | 0% | 4.4 | 1,504 | Common Stock |
| Mark J. Alvino | Director | Grant, award, or other acquisition of securities at price $ 4.62 per share. | 14 Jun 2023 | 58,689 | 76,216 (0%) | 0% | 4.6 | 271,143 | Common Stock |
| Leila Alland | Director | Grant, award, or other acquisition of securities at price $ 4.62 per share. | 14 Jun 2023 | 58,689 | 79,103 (0%) | 0% | 4.6 | 271,143 | Common Stock |
| Christine Berni Silverstein | Director | Grant, award, or other acquisition of securities at price $ 4.62 per share. | 14 Jun 2023 | 58,689 | 94,214 (0%) | 0% | 4.6 | 271,143 | Common Stock |
| Faith L. Charles | Director | Grant, award, or other acquisition of securities at price $ 4.62 per share. | 14 Jun 2023 | 58,689 | 79,103 (0%) | 0% | 4.6 | 271,143 | Common Stock |
| Michael Amoroso | Director | Grant, award, or other acquisition of securities at price $ 4.62 per share. | 14 Jun 2023 | 58,689 | 115,130 (0%) | 0% | 4.6 | 271,143 | Common Stock |
| Donald A. Wuchterl | Director | Grant, award, or other acquisition of securities at price $ 4.62 per share. | 14 Jun 2023 | 58,689 | 79,103 (0%) | 0% | 4.6 | 271,143 | Common Stock |
| Joseph Vazzano | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2023 | 141,908 | 236,366 (0%) | 0% | 0 | Common stock | |
| Vishwas Seshadri | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2023 | 336,826 | 501,731 (0%) | 0% | 0 | Common Stock | |
| Brendan M. O'Malley | SVP, General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2023 | 90,902 | 184,421 (0%) | 0% | 0 | Common stock | |
| Vishwas Seshadri | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.06 per share. | 02 Jun 2023 | 827 | 164,905 (0%) | 0% | 3.1 | 2,531 | Common Stock |
| Mark J. Alvino | Director | Sale of securities on an exchange or to another person at price $ 3.25 per share. | 25 Apr 2023 | 887 | 17,527 (0%) | 0% | 3.3 | 2,883 | Common Stock |
| Brendan M. O'Malley | SVP, General Counsel | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.82 per share. | 03 Apr 2023 | 104 | 93,519 (0%) | 0% | 2.8 | 293 | Common stock |
| Michael Amoroso | Director | Sale of securities on an exchange or to another person at price $ 2.33 per share. | 20 Mar 2023 | 268 | 56,441 (0%) | 0% | 2.3 | 624 | Common Stock |
| Joseph Vazzano | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.60 per share. | 15 Mar 2023 | 792 | 94,458 (0%) | 0% | 2.6 | 2,059 | Common stock |
| Michael Amoroso | Director | Sale of securities on an exchange or to another person at price $ 2.38 per share. | 03 Mar 2023 | 1,002 | 56,709 (0%) | 0% | 2.4 | 2,385 | Common Stock |
| Brendan M. O'Malley | SVP, General Counsel | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.28 per share. | 03 Mar 2023 | 207 | 93,623 (0%) | 0% | 2.3 | 472 | Common stock |
| Brendan M. O'Malley | SVP, General Counsel | Purchase of securities on an exchange or from another person at price $ 3.13 per share. | 09 Dec 2022 | 5,869 | 93,830 (0%) | 0% | 3.1 | 18,370 | Common stock |
| Joseph Vazzano | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 4.00 per share. | 18 Nov 2022 | 2,500 | 95,250 (0%) | 0% | 4 | 10,000 | Common stock |
| Brendan M. O'Malley | SVP, General Counsel | Purchase of securities on an exchange or from another person at price $ 3.99 per share. | 18 Nov 2022 | 7,500 | 87,961 (0%) | 0% | 4.0 | 29,925 | Common stock |
| Vishwas Seshadri | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.30 per share. | 17 Oct 2022 | 207 | 165,732 (0%) | 0% | 4.3 | 890 | Common Stock |
| Joseph Vazzano | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 72,750 | 92,750 (0%) | 0% | 0 | Common stock | |
| Vishwas Seshadri | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 155,200 | 165,939 (0%) | 0% | 0 | Common Stock | |
| Brendan M. O'Malley | SVP, General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 72,750 | 80,461 (0%) | 0% | 0 | Common stock | |
| Mark J. Alvino | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 13,400 | 18,414 (0%) | 0% | 0 | Common Stock | |
| Todd Wider | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 13,400 | 16,907 (0%) | 0% | 0 | Common Stock | |
| Leila Alland | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 13,400 | 20,414 (0%) | 0% | 0 | Common Stock | |
| Paul E. Mann | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 13,400 | 16,907 (0%) | 0% | 0 | Common Stock | |
| Christine Berni Silverstein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 13,400 | 35,525 (0%) | 0% | 0 | Common Stock | |
| Faith L. Charles | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 13,400 | 20,414 (0%) | 0% | 0 | Common Stock | |
| Michael Amoroso | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 13,400 | 57,711 (0%) | 0% | 0 | Common Stock | |
| Donald A. Wuchterl | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 13,400 | 20,414 (0%) | 0% | 0 | Common Stock | |
| Brendan M. O'Malley | SVP, General Counsel | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.72 per share. | 20 Sep 2022 | 479 | 9,071 (0%) | 0% | 3.7 | 1,782 | Common stock |
| Joseph Vazzano | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Jul 2022 | 12,000 | 20,000 (0%) | 0% | 0 | Common stock | |
| Mark J. Alvino | Director | Sale of securities on an exchange or to another person at price $ 0.15 per share. | 15 Jun 2022 | 20,000 | 27,181 (0%) | 0% | 0.2 | 3,098 | Common Stock |
| Mark J. Alvino | Director | Sale of securities on an exchange or to another person at price $ 0.16 per share. | 06 Jun 2022 | 35,000 | 47,181 (0%) | 0% | 0.2 | 5,464 | Common Stock |
| Vishwas Seshadri | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.16 per share. | 01 Jun 2022 | 81,525 | 268,475 (0%) | 0% | 0.2 | 13,044 | Common Stock |
| Joseph Vazzano | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2022 | 200,000 | 200,000 (0%) | 0% | 0 | Common stock | |
| Brendan M. O'Malley | SVP, General Counsel | Sale of securities on an exchange or to another person at price $ 0.57 per share. | 06 Dec 2021 | 8,880 | 204,750 (0%) | 0% | 0.6 | 5,035 | Common stock |
| Brendan M. O'Malley | SVP, General Counsel | Sale of securities on an exchange or to another person at price $ 0.89 per share. | 05 Nov 2021 | 8,880 | 213,630 (0%) | 0% | 0.9 | 7,894 | Common stock |
| Vishwas Seshadri | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Oct 2021 | 50,000 | 350,000 (0%) | 0% | 0 | Common stock | |
| Vishwas Seshadri | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Oct 2021 | 300,000 | 300,000 | - | - | Stock Option (right to buy) | |
| Brendan M. O'Malley | SVP, General Counsel | Sale of securities on an exchange or to another person at price $ 0.90 per share. | 11 Oct 2021 | 25,734 | 222,510 (0%) | 0% | 0.9 | 23,271 | Common stock |
| Michael Amoroso | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 1.09 per share. | 30 Sep 2021 | 45,409 | 604,637 (0%) | 0% | 1.1 | 49,382 | Common stock |
| Brendan M. O'Malley | SVP, General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2021 | 272,000 | 272,000 | - | - | Stock Option (right to buy) | |
| Brendan M. O'Malley | SVP, General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2021 | 136,000 | 273,454 (0%) | 0% | 0 | Common stock | |
| Edward G. Carr | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Aug 2021 | 238,000 | 429,291 (0%) | 0% | 0 | Common stock | |
| Edward G. Carr | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Aug 2021 | 476,000 | 476,000 | - | - | Stock Option (right to buy) | |
| Vishwas Seshadri | SVP, Head of Res./Clin. Dev. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jun 2021 | 400,000 | 400,000 | - | - | Stock Option (right to buy) | |
| Vishwas Seshadri | SVP, Head of Res./Clin. Dev. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jun 2021 | 100,000 | 300,000 (0%) | 0% | 0 | Common stock | |
| Vishwas Seshadri | SVP, Head of Res./Clin. Dev. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jun 2021 | 200,000 | 200,000 (0%) | 0% | 0 | Common stock | |
| Steven H. Rouhandeh | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2021 | 38,590 | 533,590 (0%) | 0% | 0 | Common Stock | |
| Steven H. Rouhandeh | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2021 | 49,084 | 49,084 | - | - | Stock Option (right to buy) | |
| Mark J. Alvino | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2021 | 77,181 | 82,181 (0%) | 0% | 0 | Common Stock | |
| Mark J. Alvino | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2021 | 98,168 | 98,168 | - | - | Stock Option (right to buy) | |
| Todd Wider | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2021 | 38,590 | 63,590 (0%) | 0% | 0 | Common Stock | |
| Todd Wider | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2021 | 49,084 | 49,084 | - | - | Stock Option (right to buy) | |
| Leila Alland | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2021 | 77,181 | 77,181 (0%) | 0% | 0 | Common Stock | |
| Leila Alland | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2021 | 98,168 | 98,168 | - | - | Stock Option (right to buy) | |
| Paul E. Mann | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2021 | 38,590 | 38,590 (0%) | 0% | 0 | Common Stock | |
| Paul E. Mann | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2021 | 49,084 | 49,084 | - | - | Stock Option (right to buy) | |
| Christine Berni Silverstein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2021 | 49,084 | 49,084 | - | - | Stock Option (right to buy) | |
| Christine Berni Silverstein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2021 | 38,590 | 118,590 (0%) | 0% | 0 | Common Stock | |
| Faith L. Charles | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2021 | 77,181 | 77,181 (0%) | 0% | 0 | Common Stock | |
| Faith L. Charles | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2021 | 98,168 | 98,168 | - | - | Stock Option (right to buy) | |
| Donald A. Wuchterl | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2021 | 77,181 | 77,181 (0%) | 0% | 0 | Common Stock | |
| Donald A. Wuchterl | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2021 | 98,168 | 98,168 | - | - | Stock Option (right to buy) | |
| Edward G. Carr | Chief Accounting Officer | Sale of securities on an exchange or to another person at price $ 1.80 per share. | 31 Mar 2021 | 35,000 | 191,291 (0%) | 0% | 1.8 | 62,846 | Common stock |
| Edward G. Carr | Chief Accounting Officer | Sale of securities on an exchange or to another person at price $ 1.85 per share. | 31 Mar 2021 | 20,445 | 226,291 (0%) | 0% | 1.9 | 37,866 | Common stock |
| Michael Amoroso | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 1.87 per share. | 31 Mar 2021 | 45,409 | 650,046 (0%) | 0% | 1.9 | 84,919 | Common stock |
| Michael Amoroso | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Mar 2021 | 250,000 | 695,455 (0%) | 0% | 0 | Common stock | |
| Michael Amoroso | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Mar 2021 | 500,000 | 500,000 | - | - | Stock Option (right to buy) | |
| Edward G. Carr | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Mar 2021 | 100,000 | 100,000 | - | - | Stock Option (right to buy) | |
| Edward G. Carr | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Mar 2021 | 50,000 | 246,736 (0%) | 0% | 0 | Common stock | |
| Michael Amoroso | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Mar 2021 | 200,000 | 445,455 (0%) | 0% | 0 | Common stock | |
| Michael Amoroso | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Mar 2021 | 400,000 | 400,000 | - | - | Stock Option (right to buy) | |
| Todd Wider | Director | Sale of securities on an exchange or to another person at price $ 2.39 per share. | 19 Feb 2021 | 251,625 | 25,000 (0%) | 0% | 2.4 | 601,057 | Common Stock |
| Paul E. Mann | Director | Sale of securities on an exchange or to another person at price $ 2.38 per share. | 19 Feb 2021 | 45,566 | 0 (0%) | 0% | 2.4 | 108,502 | Common Stock |
| Paul E. Mann | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Feb 2021 | 45,566 | 0 | - | - | Stock Option (Right to Buy) | |
| Paul E. Mann | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.28 per share. | 19 Feb 2021 | 45,566 | 45,566 (0%) | 0% | 1.3 | 58,324 | Common Stock |
| Todd Wider | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.28 per share. | 17 Feb 2021 | 50,000 | 426,625 (0%) | 0% | 1.3 | 64,000 | Common Stock |
| Todd Wider | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.28 per share. | 17 Feb 2021 | 100,000 | 376,625 (0%) | 0% | 1.3 | 128,000 | Common Stock |
| Todd Wider | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 Feb 2021 | 1,345 | 0 | - | - | Stock Option (Right to Buy) | |
| Todd Wider | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 Feb 2021 | 20,173 | 1,345 | - | - | Stock Option (Right to Buy) | |
| Todd Wider | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 Feb 2021 | 19,827 | 0 | - | - | Stock Option (Right to Buy) | |
| Todd Wider | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 Feb 2021 | 50,000 | 0 | - | - | Stock Option (Right to Buy) | |
| Todd Wider | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 Feb 2021 | 30,000 | 0 | - | - | Stock Option (Right to Buy) | |
| Todd Wider | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 Feb 2021 | 50,000 | 0 | - | - | Stock Option (Right to Buy) | |
| Todd Wider | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 Feb 2021 | 50,000 | 0 | - | - | Stock Option (Right to Buy) | |
| Todd Wider | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 Feb 2021 | 100,000 | 0 | - | - | Stock Option (Right to Buy) | |
| Todd Wider | Director | Sale of securities on an exchange or to another person at price $ 2.43 per share. | 17 Feb 2021 | 1,345 | 276,625 (0%) | 0% | 2.4 | 3,273 | Common Stock |
| Todd Wider | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.28 per share. | 17 Feb 2021 | 1,345 | 277,970 (0%) | 0% | 1.3 | 1,722 | Common Stock |
| Todd Wider | Director | Sale of securities on an exchange or to another person at price $ 2.34 per share. | 17 Feb 2021 | 320,000 | 276,625 (0%) | 0% | 2.3 | 749,792 | Common Stock |
| Todd Wider | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.28 per share. | 17 Feb 2021 | 20,173 | 596,625 (0%) | 0% | 1.3 | 25,821 | Common Stock |
| Todd Wider | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.28 per share. | 17 Feb 2021 | 19,827 | 576,452 (0%) | 0% | 1.3 | 25,379 | Common Stock |
| Todd Wider | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.28 per share. | 17 Feb 2021 | 50,000 | 566,625 (0%) | 0% | 1.3 | 64,000 | Common Stock |
| Todd Wider | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.28 per share. | 17 Feb 2021 | 30,000 | 506,625 (0%) | 0% | 1.3 | 38,400 | Common Stock |
| Todd Wider | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.28 per share. | 17 Feb 2021 | 50,000 | 476,625 (0%) | 0% | 1.3 | 64,000 | Common Stock |
| Paul E. Mann | Director | Sale of securities on an exchange or to another person at price $ 2.34 per share. | 17 Feb 2021 | 132,664 | 0 (0%) | 0% | 2.3 | 310,168 | Common Stock |
| Paul E. Mann | Director | Sale of securities on an exchange or to another person at price $ 1.59 per share. | 18 Dec 2020 | 17,079 | 772,907 (0%) | 0% | 1.6 | 27,099 | Common Stock |
| Todd Wider | Director | Sale of securities on an exchange or to another person at price $ 1.49 per share. | 02 Dec 2020 | 33,876 | 920,256 (1%) | 0% | 1.5 | 50,546 | Common Stock |
| Paul E. Mann | Director | Sale of securities on an exchange or to another person at price $ 1.49 per share. | 02 Dec 2020 | 30,488 | 789,986 (0%) | 0% | 1.5 | 45,369 | Common Stock |
| Todd Wider | Director | Sale of securities on an exchange or to another person at price $ 1.33 per share. | 23 Nov 2020 | 17,969 | 954,132 (1%) | 0% | 1.3 | 23,981 | Common Stock |
| Steven H. Rouhandeh | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Nov 2020 | 125,000 | 125,000 | - | - | Stock Option (right to buy) | |
| Steven H. Rouhandeh | Director, Ten Percent Owner | Sale or transfer of securities back to the company at price $ 0.00 per share. | 20 Nov 2020 | 200,000 | 0 | - | - | Stock Option (right to buy) | |
| Steven H. Rouhandeh | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Nov 2020 | 200,000 | 200,000 | - | - | Stock Option (right to buy) | |
| Steven H. Rouhandeh | Director, Ten Percent Owner | Sale or transfer of securities back to the company at price $ 0.00 per share. | 20 Nov 2020 | 200,000 | 0 | - | - | Stock Option (right to buy) | |
| Steven H. Rouhandeh | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Nov 2020 | 200,000 | 200,000 | - | - | Stock Option (right to buy) | |
| Steven H. Rouhandeh | Director, Ten Percent Owner | Sale or transfer of securities back to the company at price $ 0.00 per share. | 20 Nov 2020 | 120,000 | 0 | - | - | Stock Option (right to buy) | |
| Steven H. Rouhandeh | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Nov 2020 | 120,000 | 120,000 | - | - | Stock Option (right to buy) | |
| Steven H. Rouhandeh | Director, Ten Percent Owner | Sale or transfer of securities back to the company at price $ 0.00 per share. | 20 Nov 2020 | 120,000 | 0 | - | - | Stock Option (right to buy) | |
| Steven H. Rouhandeh | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Nov 2020 | 120,000 | 120,000 | - | - | Stock Option (right to buy) | |
| Steven H. Rouhandeh | Director, Ten Percent Owner | Sale or transfer of securities back to the company at price $ 0.00 per share. | 20 Nov 2020 | 153,244 | 0 | - | - | Stock Option (right to buy) | |
| Steven H. Rouhandeh | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Nov 2020 | 153,244 | 153,244 | - | - | Stock Option (right to buy) | |
| Steven H. Rouhandeh | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Nov 2020 | 86,756 | 86,756 | - | - | Stock Option (right to buy) | |
| Steven H. Rouhandeh | Director, Ten Percent Owner | Sale or transfer of securities back to the company at price $ 0.00 per share. | 20 Nov 2020 | 86,756 | 0 | - | - | Stock Option (right to buy) | |
| Steven H. Rouhandeh | Director, Ten Percent Owner | Sale or transfer of securities back to the company at price $ 0.00 per share. | 20 Nov 2020 | 80,000 | 0 | - | - | Stock Option (right to buy) | |
| Steven H. Rouhandeh | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Nov 2020 | 80,000 | 80,000 | - | - | Stock Option (right to buy) | |
| Steven H. Rouhandeh | Director, Ten Percent Owner | Sale or transfer of securities back to the company at price $ 0.00 per share. | 20 Nov 2020 | 125,000 | 0 | - | - | Stock Option (right to buy) | |
| Todd Wider | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Nov 2020 | 19,827 | 19,827 | - | - | Stock Option (right to buy) | |
| Todd Wider | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Nov 2020 | 21,518 | 21,518 | - | - | Stock Option (right to buy) | |
| Todd Wider | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 20 Nov 2020 | 21,518 | 0 | - | - | Stock Option (right to buy) | |
| Todd Wider | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 20 Nov 2020 | 19,827 | 0 | - | - | Stock Option (right to buy) | |
| Todd Wider | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Nov 2020 | 50,000 | 50,000 | - | - | Stock Option (right to buy) | |
| Todd Wider | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 20 Nov 2020 | 50,000 | 0 | - | - | Stock Option (right to buy) | |
| Todd Wider | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Nov 2020 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | |
| Todd Wider | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 20 Nov 2020 | 30,000 | 0 | - | - | Stock Option (right to buy) | |
| Todd Wider | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Nov 2020 | 50,000 | 50,000 | - | - | Stock Option (right to buy) | |
| Todd Wider | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 20 Nov 2020 | 50,000 | 0 | - | - | Stock Option (right to buy) | |
| Todd Wider | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Nov 2020 | 50,000 | 50,000 | - | - | Stock Option (right to buy) | |
| Todd Wider | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 20 Nov 2020 | 50,000 | 0 | - | - | Stock Option (right to buy) | |
| Todd Wider | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Nov 2020 | 100,000 | 100,000 | - | - | Stock Option (right to buy) | |
| Todd Wider | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 20 Nov 2020 | 100,000 | 0 | - | - | Stock Option (right to buy) | |
| Paul E. Mann | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Nov 2020 | 45,566 | 45,566 | - | - | Stock Option (right to buy) | |
| Paul E. Mann | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 20 Nov 2020 | 45,566 | 0 | - | - | Stock Option (right to buy) | |
| Edward G. Carr | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Nov 2020 | 28,919 | 28,919 | - | - | Stock Option (right to buy) | |
| Edward G. Carr | Chief Accounting Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 20 Nov 2020 | 28,919 | 0 | - | - | Stock Option (right to buy) | |
| Edward G. Carr | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Nov 2020 | 51,081 | 51,081 | - | - | Stock Option (right to buy) | |
| Edward G. Carr | Chief Accounting Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 20 Nov 2020 | 51,081 | 0 | - | - | Stock Option (right to buy) | |
| Edward G. Carr | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Nov 2020 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| Edward G. Carr | Chief Accounting Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 20 Nov 2020 | 10,000 | 0 | - | - | Stock Option (right to buy) | |
| Edward G. Carr | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Nov 2020 | 35,000 | 35,000 | - | - | Stock Option (right to buy) | |
| Edward G. Carr | Chief Accounting Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 20 Nov 2020 | 35,000 | 0 | - | - | Stock Option (right to buy) | |
| Christine Berni Silverstein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Nov 2020 | 80,000 | 80,000 | - | - | Stock Option (right to buy) | |
| Christine Berni Silverstein | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 20 Nov 2020 | 102,163 | 0 | - | - | Stock Option (right to buy) | |
| Christine Berni Silverstein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Nov 2020 | 102,163 | 102,163 | - | - | Stock Option (right to buy) | |
| Christine Berni Silverstein | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 20 Nov 2020 | 57,837 | 0 | - | - | Stock Option (right to buy) | |
| Christine Berni Silverstein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Nov 2020 | 57,837 | 57,837 | - | - | Stock Option (right to buy) | |
| Christine Berni Silverstein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Nov 2020 | 20,000 | 20,000 | - | - | Stock Option (right to buy) | |
| Christine Berni Silverstein | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 20 Nov 2020 | 80,000 | 0 | - | - | Stock Option (right to buy) | |
| Christine Berni Silverstein | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 20 Nov 2020 | 20,000 | 0 | - | - | Stock Option (right to buy) | |
| Christine Berni Silverstein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Nov 2020 | 35,000 | 35,000 | - | - | Stock Option (right to buy) | |
| Christine Berni Silverstein | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 20 Nov 2020 | 35,000 | 0 | - | - | Stock Option (right to buy) | |
| Christine Berni Silverstein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Nov 2020 | 75,000 | 75,000 | - | - | Stock Option (right to buy) | |
| Christine Berni Silverstein | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 20 Nov 2020 | 75,000 | 0 | - | - | Stock Option (right to buy) | |
| Christine Berni Silverstein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Nov 2020 | 93,750 | 93,750 | - | - | Stock Option (right to buy) | |
| Christine Berni Silverstein | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 20 Nov 2020 | 93,750 | 0 | - | - | Stock Option (right to buy) | |
| Michael Amoroso | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Nov 2020 | 250,000 | 250,000 | - | - | Stock Option (right to buy) | |
| Michael Amoroso | Chief Operating Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 20 Nov 2020 | 250,000 | 0 | - | - | Stock Option (right to buy) | |
| Todd Wider | Director | Sale of securities on an exchange or to another person at price $ 1.04 per share. | 02 Nov 2020 | 33,876 | 972,101 (1%) | 0% | 1.0 | 35,106 | Common Stock |
| Paul E. Mann | Director | Sale of securities on an exchange or to another person at price $ 1.04 per share. | 02 Nov 2020 | 30,488 | 820,474 (0%) | 0% | 1.0 | 31,589 | Common Stock |
| Michael Amoroso | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Nov 2020 | 100,000 | 100,000 | - | - | Stock Option (right to buy) | |
| Edward G. Carr | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Oct 2020 | 143,182 | 196,736 (0%) | 0% | 0 | Common Stock | |
| Todd Wider | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Oct 2020 | 813,008 | 1,005,977 (1%) | 0% | 0 | Common Stock | |
| Paul E. Mann | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Oct 2020 | 813,008 | 850,962 (1%) | 0% | 0 | Common Stock | |
| George V. Migausky | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jun 2020 | 45,566 | 45,566 | - | - | Stock Option (right to buy) | |
| George V. Migausky | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jun 2020 | 37,954 | 37,954 (0%) | 0% | 0 | Common Stock | |
| Paul E. Mann | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jun 2020 | 45,566 | 45,566 | - | - | Stock Option (right to buy) | |
| Paul E. Mann | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jun 2020 | 37,954 | 37,954 (0%) | 0% | 0 | Common Stock | |
| Steven H. Rouhandeh | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 May 2020 | 120,000 | 495,000 (0%) | 0% | 0 | Common Stock | |
| Steven H. Rouhandeh | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 May 2020 | 86,756 | 86,756 | - | - | Employee Stock Option (right to buy) | |
| Stephen B. Howell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 May 2020 | 17,969 | 97,463 (0%) | 0% | 0 | Common Stock | |
| Stephen B. Howell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 May 2020 | 21,518 | 21,518 | - | - | Stock Option (right to buy) | |
| Joao Siffert | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 May 2020 | 100,000 | 100,000 (0%) | 0% | 0 | Common Stock | |
| Joao Siffert | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 May 2020 | 72,296 | 72,296 | - | - | Employee Stock Option (right to buy) | |
| Shawn Cline Tomasello | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 May 2020 | 35,938 | 35,938 (0%) | 0% | 0 | Common Stock | |
| Shawn Cline Tomasello | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 May 2020 | 43,035 | 43,035 | - | - | Stock Option (right to buy) | |
| Stefano Buono | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 May 2020 | 21,518 | 21,518 | - | - | Stock Option (right to buy) | |
| Stefano Buono | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 May 2020 | 17,969 | 287,969 (0%) | 0% | 0 | Common Stock | |
| Todd Wider | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 May 2020 | 21,518 | 21,518 | - | - | Stock Option (right to buy) | |
| Todd Wider | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 May 2020 | 17,969 | 192,969 (0%) | 0% | 0 | Common Stock | |
| Edward G. Carr | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 May 2020 | 28,919 | 28,919 | - | - | Employee Stock Option (right to buy) | |
| Edward G. Carr | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 May 2020 | 40,000 | 53,554 (0%) | 0% | 0 | Common Stock | |
| Christine Berni Silverstein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 May 2020 | 80,000 | 80,000 (0%) | 0% | 0 | Common Stock | |
| Christine Berni Silverstein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 May 2020 | 57,837 | 57,837 | - | - | Employee Stock Option (right to buy) | |
| Brian J.G. Pereira | Director, Executive Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Apr 2020 | 930,000 | 930,000 | - | - | Employee Stock Option (right to buy) | |
| Edward G. Carr | Chief Accounting Officer | Sale of securities on an exchange or to another person at price $ 1.81 per share. | 19 Mar 2020 | 6,446 | 13,554 (0%) | 0% | 1.8 | 11,667 | Abeona Therapeutics Inc. Common Stock |
| Steven H. Rouhandeh | Director, Executive Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Mar 2020 | 153,244 | 153,244 | - | - | Employee Stock Option (right to buy) | |
| Joao Siffert | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Mar 2020 | 127,704 | 127,704 | - | - | Employee Stock Option (right to buy) | |
| Edward G. Carr | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Mar 2020 | 51,081 | 51,081 | - | - | Employee Stock Option (right to buy) | |
| Christine Berni Silverstein | Director, Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Mar 2020 | 102,163 | 102,163 | - | - | Employee Stock Option (right to buy) | |
| Stefano Buono | None | Purchase of securities on an exchange or from another person at price $ 2.50 per share. | 24 Dec 2019 | 200,000 | 270,000 (0%) | 0% | 2.5 | 500,000 | Common stock |
| Edward G. Carr | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2019 | 20,000 | 20,000 (0%) | 0% | 0 | Abeona Therapeutics Inc. Common Stock | |
| Mark J. Alvino | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 May 2019 | 19,827 | 19,827 | - | - | Stock Option (right to buy) | |
| Stephen B. Howell | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 May 2019 | 19,827 | 19,827 | - | - | Stock Option (right to buy) | |
| Richard Van Duyne | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 May 2019 | 19,827 | 19,827 | - | - | Stock Option (right to buy) | |
| Stefano Buono | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 May 2019 | 19,827 | 19,827 | - | - | Stock Option (right to buy) | |
| Todd Wider | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 May 2019 | 19,827 | 19,827 | - | - | Stock Option (right to buy) | |
| Stefano Buono | None | Purchase of securities on an exchange or from another person at price $ 7.91 per share. | 10 Apr 2019 | 49,020 | 70,000 (0%) | 0% | 7.9 | 387,979 | Common stock |
| Stefano Buono | None | Purchase of securities on an exchange or from another person at price $ 7.54 per share. | 10 Apr 2019 | 20,980 | 20,980 (0%) | 0% | 7.5 | 158,271 | Common stock |
| Steven H. Rouhandeh | Director, Executive Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Apr 2019 | 120,000 | 120,000 | - | - | Employee Stock Option (right to buy) | |
| Joao Siffert | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Apr 2019 | 100,000 | 100,000 | - | - | Employee Stock Option (right to buy) | |
| Tim Miller | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Apr 2019 | 72,000 | 72,000 | - | - | Employee Stock Option (right to buy) | |
| Edward G. Carr | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Apr 2019 | 10,000 | 10,000 | - | - | Employee Stock Option (right to buy) | |
| Christine Berni Silverstein | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Apr 2019 | 80,000 | 80,000 | - | - | Employee Stock Option (right to buy) | |
| Stephen B. Howell | None | Purchase of securities on an exchange or from another person at price $ 7.77 per share. | 08 Apr 2019 | 4,000 | 79,494 (0%) | 0% | 7.8 | 31,080 | Common stock |
| Richard Van Duyne | None | Purchase of securities on an exchange or from another person at price $ 7.71 per share. | 08 Apr 2019 | 6,000 | 6,000 (0%) | 0% | 7.7 | 46,260 | Common stock |
| Joao Siffert | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Jan 2019 | 110,000 | 110,000 | - | - | Employee Stock Option (right to buy) | |
| Joao Siffert | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Jan 2019 | 60,000 | 60,000 | - | - | Employee Stock Option (right to buy) | |
| Christine Berni Silverstein | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jan 2019 | 20,000 | 20,000 | - | - | Employee Stock Option (right to buy) | |
| Edward G. Carr | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Nov 2018 | 35,000 | 35,000 | - | - | Employee Stock Option (right to buy) | |
| Richard Van Duyne | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 May 2018 | 30,000 | 30,000 | - | - | Stock option (right to buy) | |
| Stefano Buono | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 May 2018 | 30,000 | 30,000 | - | - | Stock option (right to buy) | |
| Frank Carsten Thiel | Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Mar 2018 | 262,500 | 262,500 | - | - | Stock option (right to buy) | |
| Frank Carsten Thiel | Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Mar 2018 | 87,500 | 87,500 | - | - | Stock option (right to buy) | |
| Stephen B. Thompson | Sr VP Finance | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Dec 2017 | 6,250 | 6,250 | - | - | Stock option (right to buy) | |
| Stephen B. Thompson | Sr VP Finance | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Dec 2017 | 18,750 | 18,750 | - | - | Stock option (right to buy) | |
| Mark J. Alvino | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Dec 2017 | 30,000 | 30,000 | - | - | Stock option (right to buy) | |
| Steven Rouhandeh | Director, Executive Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Dec 2017 | 30,000 | 30,000 | - | - | Srock option (right to buy) | |
| Steven Rouhandeh | Director, Executive Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Dec 2017 | 90,000 | 90,000 | - | - | Stock option (right to buy) | |
| Jeffrey B Davis | COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Dec 2017 | 20,000 | 20,000 | - | - | Stock option (right to buy) | |
| Jeffrey B Davis | COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Dec 2017 | 60,000 | 60,000 | - | - | Stock option (right to buy) | |
| Todd Wider | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Dec 2017 | 30,000 | 30,000 | - | - | Stock option (right to buy) | |
| Stephen B. Thompson | VP Finance-Chief Acctg Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2016 | 6,250 | 6,250 | - | - | Stock option right to buy) | |
| Stephen B. Thompson | VP Finance-Chief Acctg Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2016 | 18,750 | 25,000 | - | - | Stock option (right to buy) | |
| Mark J. Ahn | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2016 | 150,000 | 150,000 | - | - | Stock option (right to buy) | |
| Mark J. Alvino | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2016 | 50,000 | 50,000 | - | - | Stock option (right to buy) | |
| Steven Rouhandeh | Director, Executive Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2016 | 150,000 | 200,000 | - | - | Stock option (right to buy) | |
| Steven Rouhandeh | Director, Executive Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2016 | 50,000 | 50,000 | - | - | Stock option (right to buy) | |
| Jeffrey B Davis | Director, Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2016 | 112,500 | 150,000 | - | - | Stock option (right to buy) | |
| Jeffrey B Davis | Director, Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2016 | 37,500 | 37,500 | - | - | Stock option (right to buy) | |
| Todd Wider | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2016 | 50,000 | 50,000 | - | - | Stock option (right to buy) | |
| Mark J. Ahn | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Nov 2016 | 150,000 | 0 | - | - | Stock option (right to buy) | |
| Mark J. Ahn | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Nov 2016 | 150,000 | 493,182 | - | - | Common stock | |
| Todd Wider | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Nov 2016 | 100,000 | 100,000 | - | - | Common stock | |
| Todd Wider | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Sep 2016 | 5,000 | 75,000 | - | - | Common stock | |
| Stephen B. Thompson | VP-Finance Chief Acctg Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Feb 2016 | 18,750 | 18,750 | - | - | Stock option (right to buy) | |
| Stephen B. Thompson | VP-Finance Chief Acctg Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Feb 2016 | 56,250 | 75,000 | - | - | Stock option (right to buy) | |
| Mark J. Ahn | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Feb 2016 | 150,000 | 150,000 | - | - | Stock option (right to buy) | |
| Mark J. Alvino | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Feb 2016 | 50,000 | 50,000 | - | - | Stock option (right to buy) | |
| Steven Rouhandeh | Director, Executive Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Feb 2016 | 50,000 | 50,000 | - | - | Stock option (right to buy) | |
| Steven Rouhandeh | Director, Executive Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Feb 2016 | 150,000 | 200,000 | - | - | Stock option (right to buy) | |
| Jeffrey B Davis | Director, Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Feb 2016 | 37,500 | 37,500 | - | - | Stock option (right to buy) | |
| Jeffrey B Davis | Director, Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Feb 2016 | 112,500 | 150,000 | - | - | Stock option (right to buy) | |
| Todd Wider | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Feb 2016 | 50,000 | 50,000 | - | - | Stock option (right to buy) | |
| Mark J. Ahn | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 31 Jul 2015 | 18,182 | 343,182 | - | - | Common stock | |
| Todd Wider | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 31 Jul 2015 | 20,000 | 70,000 | - | - | Common stock | |
| Stephen B. Thompson | VP-Finance Chief Acctg Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 May 2015 | 75,000 | 84,896 | - | - | Common stock | |
| Stephen B. Thompson | VP-Finance Chief Acctg Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 May 2015 | 75,000 | 75,000 | - | - | Stock option (right to buy) | |
| Mark J. Ahn | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 May 2015 | 100,000 | 100,000 | - | - | Stock option (right to buy) | |
| Mark J. Ahn | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 May 2015 | 300,000 | 325,000 | - | - | Common stock | |
| Mark J. Alvino | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 May 2015 | 75,000 | 75,000 | - | - | Stock option (right to buy) | |
| Mark J. Alvino | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 May 2015 | 75,000 | 75,000 | - | - | Common stock | |
| Steven Rouhandeh | Director, Executive Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 May 2015 | 125,000 | 125,000 | - | - | Stock option (right to buy) | |
| Steven Rouhandeh | Director, Executive Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 May 2015 | 375,000 | 375,000 | - | - | Common stock | |
| Jeffrey B Davis | Director, Cheif Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 May 2015 | 300,000 | 300,000 | - | - | Common stock | |
| Jeffrey B Davis | Director, Cheif Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 May 2015 | 100,000 | 100,000 | - | - | Stock option (right to buy) | |
| Todd Wider | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 May 2015 | 100,000 | 100,000 | - | - | Stock option (right to buy) | |
| Todd Wider | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 May 2015 | 50,000 | 50,000 | - | - | Common stock | |
| David P. Nowotnik | Sr. VP R&D | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2012 | 50,000 | 555,000 | - | - | Stock option (right to buy) | |
| David P. Nowotnik | Sr. VP R&D | 24 May 2012 | 10,000 | 545,000 | - | - | Stock option (right to buy) | ||
| Stephen B. Thompson | CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2012 | 50,000 | 443,000 | - | - | Stock option (right to buy) | |
| Stephen B. Thompson | CFO | 24 May 2012 | 6,000 | 437,000 | - | - | Stock option (right to buy) | ||
| David P. Nowotnik | Sr. VP R&D | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jan 2012 | 15,000 | 20,116 | - | - | Common stock | |
| Stephen B. Thompson | CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jan 2012 | 15,000 | 18,521 | - | - | Common stock | |
| David P. Nowotnik | Sr. VP R&D | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 May 2011 | 12,500 | 467,500 | - | - | Stock option (right to buy) | |
| David P. Nowotnik | Sr. VP R&D | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 May 2011 | 37,500 | 505,000 | - | - | Stock option (right to buy) | |
| Stephen B. Thompson | CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 May 2011 | 12,500 | 355,500 | - | - | Stock option (right to buy) | |
| Stephen B. Thompson | CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 May 2011 | 37,500 | 393,000 | - | - | Stock option (right to buy) | |
| Stephen B. Thompson | CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 May 2010 | 100,000 | 343,000 | - | - | Stock option (right to buy) | |
| David P. Nowotnik | Sr VP R&D | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2010 | 200,000 | 455,000 | - | - | Stock option (right to buy) | |
| David P. Nowotnik | Sr Vice President R&D | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 May 2009 | 75,000 | 265,000 | - | - | Stock option (right to buy) | |
| Stephen B. Thompson | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 May 2009 | 75,000 | 252,000 | - | - | Stock option (right to buy) | |
| Jeffrey B Davis | Director, Chief Executive Officer | Other type of transaction at price $ 0.00 per share. | 04 Feb 2009 | 5,950 | 173,250 | - | - | Common Stock | |
| Jeffrey B Davis | Director, Chief Executive Officer | Other type of transaction at price $ 0.00 per share. | 04 Feb 2009 | 24,897 | 173,250 | - | - | Common Stock | |
| Jeffrey B Davis | Director, Chief Executive Officer | Other type of transaction at price $ 0.00 per share. | 04 Feb 2009 | 74,709 | 173,250 | - | - | Common Stock | |
| Jeffrey B Davis | Director, Chief Executive Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 19 Sep 2008 | 50,000 | 290,909 | - | - | Common Stock Purchase Warrant | |
| David P. Nowotnik | Sr Vice President R&D | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 May 2008 | 12,500 | 172,500 | - | - | Stock option (right to buy) | |
| David P. Nowotnik | Sr Vice President R&D | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 May 2008 | 37,500 | 210,000 | - | - | Stock option (right to buy) | |
| Stephen B. Thompson | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 May 2008 | 12,500 | 147,500 | - | - | Stock Option (right to buy) | |
| Stephen B. Thompson | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 May 2008 | 37,500 | 185,000 | - | - | Stock option (right to buy) | |
| David P. Luci | None | Other type of transaction at price $ 0.00 per share. | 04 Feb 2008 | 173 | 173 | - | - | Common stock | |
| David P. Luci | None | Other type of transaction at price $ 0.00 per share. | 04 Feb 2008 | 785 | 958 | - | - | Common stock | |
| David P. Luci | None | Other type of transaction at price $ 0.00 per share. | 04 Feb 2008 | 60,000 | 60,958 | - | - | Common stock | |
| David P. Luci | None | Other type of transaction at price $ 0.00 per share. | 04 Feb 2008 | 2,259 | 63,217 | - | - | Common stock | |
| David P. Luci | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Feb 2008 | 200,000 | 263,217 | - | - | Common stock | |
| David P. Luci | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 04 Feb 2008 | 3 | 33,333 | - | - | Series A Cumulative Convertible Preferred Stock | |
| David P. Luci | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 04 Feb 2008 | 4,167 | 37,500 | - | - | Common stock purchase warrants | |
| David P. Luci | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Feb 2008 | 6,000 | 43,500 | - | - | Stock option (right to buy) | |
| David P. Luci | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Feb 2008 | 25,000 | 68,500 | - | - | Stock option (right to buy) | |
| David P. Luci | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Feb 2008 | 20,000 | 88,500 | - | - | Stock option (right to buy) | |
| Jeffrey B Davis | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 04 Feb 2008 | 25 | 237 | - | - | Series A Cumulative Convertible Preferred Stock | |
| Jeffrey B Davis | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 04 Feb 2008 | 41,667 | 41,667 | - | - | Common Stock Purchase Warrant | |
| Jeffrey B Davis | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 04 Feb 2008 | 5,750 | 5,750 | - | - | Placement Agent Warrants | |
| Jeffrey B Davis | Director, Chief Executive Officer | Other type of transaction at price $ 0.00 per share. | 04 Jan 2008 | 6,389 | 6,389 | - | - | Common Stock Purchase Warrant | |
| Jeffrey B Davis | Director, Chief Executive Officer | Other type of transaction at price $ 0.00 per share. | 04 Jan 2008 | 6,738 | 6,738 | - | - | Common Stock Purchase Warrant | |
| Jeffrey B Davis | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jan 2008 | 600,000 | 600,000 | - | - | Stock Option (right to buy) | |
| Jeffrey B Davis | Director, Chief Executive Officer | Other type of transaction at price $ 0.00 per share. | 04 Jan 2008 | 67,694 | 67,694 | - | - | Common Stock | |
| Jeffrey B Davis | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 10 Nov 2007 | 130,119 | 130,119 | - | - | Common Stock Purchase Warrant | |
| Jeffrey B Davis | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 10 Nov 2007 | 213 | 212 | - | - | Series A Cumulative Convertible Preferred Stock | |
| David P. Luci | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jan 2007 | 25,000 | 25,000 | - | - | Employee Stock Option (Right to Buy) | |
| Stephen R. Seiler | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jan 2007 | 125,000 | 500,000 | - | - | Employee Stock Option (Right to Buy) | |
| Stephen R. Seiler | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jan 2007 | 375,000 | 500,000 | - | - | Employee Stock Option (Right to Buy) (1) | |
| Rosemary Mazanet | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jan 2007 | 25,000 | 356,000 | - | - | Employee Stock option (Right to Buy) | |
| Rosemary Mazanet | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jan 2007 | 75,000 | 356,000 | - | - | Employee Stock Option (Right to Buy) | |
| Mark J. Alvino | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 06 Dec 2006 | 9,091 | 9,091 | - | - | Common Stock Purchase Warrants | |
| Jeffrey B Davis | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 06 Dec 2006 | 77,273 | 77,273 | - | - | Common Stock Purchase Warrants | |
| Jeffrey B Davis | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 24 Oct 2006 | 77,273 | 77,273 | - | - | Common Stock Purchase Warrants | |
| Rosemary Mazanet | Acting Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Oct 2005 | 70,000 | 280,000 | - | - | Employee Stock Option (Right to Buy) | |
| Rosemary Mazanet | Acting Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Oct 2005 | 45,000 | 280,000 | - | - | Employee Stock Option (Right to Buy) | |
| Rosemary Mazanet | Acting Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Oct 2005 | 135,000 | 280,000 | - | - | Employee Stock Option (Right to Buy) | |
| John J. Meakem | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Apr 2005 | 9,000 | 64,000 | - | - | Employee Stock Option (Right to Buy) | |
| David P. Nowotnik | Sr Vice President R&D | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 Aug 2004 | 2,000 | 62,000 | - | - | Common Stock | |
| Kerry P. Gray | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 05 Aug 2004 | 4,000 | 178,540 | - | - | Common Stock | |
| Kerry P. Gray | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 05 Aug 2004 | 1,600 | 180,140 | - | - | Common Stock | |
| Kerry P. Gray | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 05 Aug 2004 | 600 | 180,740 | - | - | Common Stock | |
| Kerry P. Gray | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 05 Aug 2004 | 400 | 181,140 | - | - | Common Stock | |
| Kerry P. Gray | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 05 Aug 2004 | 1,400 | 182,540 | - | - | Common Stock | |
| Kerry P. Gray | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 05 Aug 2004 | 800 | 183,340 | - | - | Common Stock | |
| John J. Meakem | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Jul 2004 | 3,200 | 33,200 | - | - | Common Stock | |
| John J. Meakem | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Jul 2004 | 3,600 | 36,800 | - | - | Common Stock | |
| John J. Meakem | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Jul 2004 | 3,100 | 39,900 | - | - | Common Stock | |
| John J. Meakem | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Jul 2004 | 1,800 | 41,700 | - | - | Common Stock | |
| John J. Meakem | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Jul 2004 | 3,300 | 45,000 | - | - | Common Stock | |
| Herbert H. McDade | None | 02 Apr 2004 | 12,500 | 106,007 | - | - | Option | ||
| Herbert H. McDade | None | 02 Apr 2004 | 12,500 | 106,007 | - | - | Option | ||
| Herbert H. McDade | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 02 Apr 2004 | 25,000 | 81,007 | - | - | Common Stock |